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FCA ETF Profile


Family: First Trust
Name: First Trust China AlphaDEX Fund
Inception Date: 18-Apr-2011
Termination Date:
Investment Objective: The First Trust China AlphaDEX Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Funds fees and expenses, of an equity index called the NASDAQ AlphaDEX China Index. The NASDAQ AlphaDEX China Index is an "enhanced" index created and administered by The NASDAQ OMX Group, Inc. ("NASDAQ") which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ China Index that meet certain criteria. NASDAQ constructs the NASDAQ AlphaDEX China Index by ranking the eligible stocks from the NASDAQ China Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors. A stock must have data for all growth and/or value factors to receive a rank for that style.
Prospectus
Top 10 Holdings
China Hongqiao Group Ltd. 1378 4.9069%
Goldwind Science & Technology Co. Ltd. (Class H) 2208 4.5184%
China Reinsurance (Group) Corporation (Class H) 1508 3.9384%
Shandong Gold Mining Co. Ltd. (Class H) 1787 3.5883%
New China Life Insurance Company Ltd. (Class H) 1336 3.5700%
PetroChina Company Limited (Class H) 857 3.4001%
The People's Insurance Company (Group) of China Limited (Class H) 1339 3.1908%
Baidu Inc. (Class A) 9888 3.1714%
China Coal Energy Company Limited 1898 3.0899%
RemeGen Co. Ltd. (Class H) 9995 3.0822%
Top 10 Holdings Weight: 36.5%
Number of Holdings: 53
Shares Outstanding: 2,150,002
Total Net Assets: 61,361,700
NAV: 28.60
Net Expense Ratio: 0.80%
Asset Class: Equities (Stocks)
Developed or Emerging: Emerging Market Funds
Country: China
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Strategy: Other Quant Model
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Market Cap: Broad Market / Multi-Cap
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Is Currency Hedged: No
US or Ex-US: International
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