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AFSM ETF Profile


Family: First Trust
Name: First Trust Active Factor Small Cap ETF
Inception Date: 3-Dec-2019
Termination Date:
Investment Objective: The First Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the Fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The Fund is actively managed primarily relying on a multi-factor quantitative methodology with active risk management to construct a portfolio of securities exhibiting exposures to one or more investing factors. The multi-factor quantitative methodology currently used by the Fund may take into account the following factors: (i) value; (ii) momentum; (iii) quality; and (iv) low volatility.
Prospectus
Top 10 Holdings
Bloom Energy Corporation (Class A) BE 2.0724%
TTM Technologies Inc. TTMI 1.7061%
Viavi Solutions Inc. VIAV 1.3058%
Vicor Corporation VICR 1.1581%
Photronics Inc. PLAB 0.9970%
Perimeter Solutions Inc. PRM 0.9800%
nLight Inc. LASR 0.9434%
Ames National Corporation ATLO 0.9433%
Credo Technology Group Holding Ltd CRDO 0.9303%
Penguin Solutions Inc. PENG 0.8752%
Top 10 Holdings Weight: 11.9%
Number of Holdings: 318
Shares Outstanding: 2,600,002
Total Net Assets: 97,500,070
NAV: 37.47
Net Expense Ratio: 0.75%
Asset Class: Equities (Stocks)
Developed or Emerging: Developed Market Funds
Country: US
Region:
Strategy: Multi-Factor Quant Model
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Market Cap: Small Cap
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Is Currency Hedged: No
US or Ex-US: Domestic
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