FYX ETF Profile

Family:	First Trust
Name:	First Trust Small Cap Core AlphaDEX Fund

Inception Date:	8-May-2007
Termination Date:
Investment Objective:	The Fund will correspond to the price and yield of an equity index called the NASDAQ AlphaDEX Small Cap Core Index. The Index is an enhanced index created and administered by Nasdaq, Inc. which employs the AlphaDEX stock selection methodology to select stocks from the NASDAQ US 700 Small Cap Index that meet certain criteria. Nasdaq constructs the NASDAQ AlphaDEX Small Cap Core Index by ranking the eligible stocks from the NASDAQ US 700 Small Cap Index on growth factors including 3-, 6- and 12- month price appreciation, sales to price and one year sales growth, and separately on value factors including book value to price, cash flow to price and return on assets. A stock must have data for all growth and/or value factors to receive a rank for that style. Each stock receives either its growth or value score as it s selection score based on it s style designation as determined by Nasdaq. The top 525 stocks based on the selection score determined in the previous step comprise the selected stocks . The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile & Index is rebalanced quarterly.

Prospectus

Top 10 Holdings
Alpine Immune Sciences Inc.	ALPN	0.5381%
Oscar Health Inc. (Class A)	OSCR	0.3867%
PROCEPT BioRobotics Corporation	PRCT	0.3594%
SkyWest Inc.	SKYW	0.3555%
AZZ Inc.	AZZ	0.3545%
RxSight Inc.	RXST	0.3519%
Comstock Resources Inc.	CRK	0.3483%
Vital Energy Inc.	VTLE	0.3482%
IES Holdings Inc.	IESC	0.3468%
Brookdale Senior Living Inc.	BKD	0.3465%
	Top 10 Holdings Weight:	3.7%